Estomih S. Massawe
Department of Mathematics, University of Dar es Salaam, Dar es Salaam, Tanzania
Correspondence to: Estomih S. Massawe, Department of Mathematics, University of Dar es Salaam, Dar es Salaam, Tanzania.
Email: |  |
Copyright © 2016 Scientific & Academic Publishing. All Rights Reserved.
This work is licensed under the Creative Commons Attribution International License (CC BY).
http://creativecommons.org/licenses/by/4.0/

Abstract
In this paper it is intended to elaborate a framework in which we can incorporate external forces in the systems prescription with emphasis on Hamiltonian systems with external forces and on the consequences of external forces. An appealing tool for this case is the language of symplectic geometry. Definitions of Hamiltonian systems with external forces are given and it is shown how they fit very naturally into the framework. It is also shown that forces are basic variables and that they have to be included in the definitions of mechanical systems.
Keywords:
Hamiltonian, Control systems, Controllability, Observability
Cite this paper: Estomih S. Massawe, Hamiltonian Control Systems, International Journal of Theoretical and Mathematical Physics, Vol. 6 No. 1, 2016, pp. 26-30. doi: 10.5923/j.ijtmp.20160601.02.
1. Introduction
The dynamics of a system can be formulated using either the Newtonian, the Lagrangian or the Hamiltonian approaches. In the Newtonian and the Lagrangian formulations it is assumed that if all the coordinates and velocities are simultaneously specified, the state of the system can be completely determined and its consequent motion calculated. This gives rise to solving a system of second order ordinary differential equations. On the other hand, the Hamiltonian formulation, we seek to describe the motion in terms of first order equations of motion parametized by generalized coordinates and momenta. The transition from the Newtonian and Lagrangian formulations to the Hamiltonian formulation corresponds to changing the variables in the system from
to
where
are the generalized coordinates and
are the generalized momenta [1]. However the Hamiltonian methods are not superior to the other methods for direct solutions of mechanical problems. Rather we gain another more powerful method of working with physical systems. The usefulness of the Hamiltonian viewpoint lies in providing a framework for theoretical extension in many areas of physics such as statistical mechanics and quantum mechanics.A Hamiltonian system is characterized by an existence of a symplectic structure on a smooth even-dimensional manifold [2]. The symplectic approach allows one to extend the local description of a dynamical system to a global description. [3] has shown how network modelling of lumped-parameter physical systems naturally leads to a geometrically defined class of systems, called port-controlled Hamiltonian systems with dissipation. The structural properties of these systems were discussed, in particular the existence of Casimir functions and their implications for stability. [4] has shown the geometric property and structure of the Hamilton--Jacobi equation arising from nonlinear control theory are investigated using symplectic geometry. [5] made an analysis on Hamiltonian systems and his results revealed a systematic geometric frame for generalized controlled Hamiltonian systems. The pseudo-Poisson manifold and the ω-manifold are proposed as the state space of the generalized controlled Hamiltonian systems were established. However the above results did not consider the external forces as basic variables.In this paper it is therefore intended to show that external forces should. It will be shown that it is necessary to maintain forces as basic variables and those have to be included in the definition of mechanical systems.
2. Hamilton’s Equation
Let
be the Lagrangian function for a given system. Then the Hamiltonian function
for the system is defined by ([1], [6]). | (1) |
The differential of
is given by | (2) |
Also | (3) |
Using
from the generalized momenta, equation (3) reduces to | (4) |
Comparing (4) and (2) we get | (5) |
 | (6) |
Equations (5) consist of a set of
first order ordinary differential equations called the Hamilton’s equations of motion and
are called canonical coordinates.
2.1. Hamiltonian Control Systems
According to [2] we let●
be a manifold
of the state space in a manifold with symplectic form
,●
be a manifold of the space of external variables with symplectic form
(‘e’ for external). In local coordinates,
where
are the external forces (inputs) and
are the observations (outputs),● A fiber bunder
be over
,● A smooth function (smooth meaning
) such that
(
is a tangent bundle over
.Then(i)
with
and
symplectic manifolds is called a full Hamiltonian system if
is a Lagrangian submanifold of
where
is derived from the local coordinates.(ii)
is called degenerate Hamiltonian system if there exists a full Hamiltonian system
such that
is a submanifold of
.The definition of Hamiltonian control system depends on the submanifold
and not on
and
separately. It can be observed that the set of external variables
can be split into inputs
and outputs
. The inputs are the external forces (controls) and the outputs are the observations. If the external forces are constant, then the dynamics of the system are described by a Hamiltonian vector field on
.
2.2. Affine Hamiltonian Control Systems
Let
be a symplectic manifold. Let
be an observation manifold. Define the symplectic form
on
by
(
is the cotangent bundle of
,
and
are pullbacks of
and
by
and
respectively [2]. Then according to [7] an affine Hamiltonian system
is given by a submanifold
such that(i)
can be parametized by the coordinates of
and the coordinates of the fibres of
,(ii)
is a Lagrangian submanifold of
,(iii) The value of the
-coordinates of a point on
is a function only of the
-coordinates of this point.This system is thus given by ([8]) | (7) |
In vector form we denote the system (7) by | (8) |
Because of (ii) above,
has a generating function. Because of (i) and (ii), this generating function has then form
with
canonical coordinates for
and
natural coordinates for
. Therefore
coordinates of
are given by | (9) |
and the
coordinates by
This is equivalent to linearizing
with respect to
. We note that without condition (iii), the external forces enter the system in a nonlinear way and the generating function of
is
which locally gives | (10) |
This is just the usual general input-output Hamiltonian system. We note that if there are no dynamics i.e. no state space
, then
is just a Lagrangian manifold of
and this describes statistic mechanical systems. If there are no inputs and outputs i.e. no
, then
is a Lagrangian submanifold of
. This describes a locally Hamiltonian vector field.
2.3. Linear Hamiltonian Control Systems
The Linear system in state form
given by | (11) |
is a linear Hamiltonian system if
and
are symplectic linear spaces. It is a result in symplectic geometry that there exists a nondegenerate skew-symmetric bilinear form
and
on the state space
and on the set of external variables
respectively ([2]). In the same language o symplectic geometry if
and
then there exists bases of
and
such that in these bases
[9] has established and proved by the following theorem the conditions required for the system
above to be a full linear Hamiltonian system.Theorem 1:Let
be a linear system given by (11) above. If
is injective and
are linear symplectic spaces, then
is a full Hamiltonian system if
and
satisfy the following: | (11) |
If the feedback given by
,
is applied to
, then necessarily
has to satisfy | (12) |
where
The condition that
is injective is similar to the condition that
is an embedding for the case of nonlinear systems.
3. Controllability and Observability for Hamiltonian Systems
We shall consider the ideas of controllability and observability only for affine nonlinear Hamiltonian systems. Consider the system given by  | (13) |
Defined on a symplectic manifold
where
is a locally Hamiltonian vector field i.e. the Lie derivative
. And
is the Hamiltonian vector fields such that
([10]).Definition 1Consider the affine system (13) above. We define
and
. This system is locally weakly observable if
satisfies
Here
is the linear subspace of
spanned by
with
[11].For Hamiltonian systems, since
and there exists
such that
then the
defined above satisfy
with
the affine subspace of vector space of functions on
. ([6])We define Controllability and Observability as follows:Controllability: Controllability is the set of points reachable from
in time
by applying input functions
with initial condition
contains an open subset of
for every
and for every ([9]).Observability: For every
and every
there exists a neighbourhood
of
such that for
and
in
and
, there exists input functions
such that, if we denote the solutions of
on
corresponds to initial conditions
and
by
and
respectively, then the output functions
and
are different while the trajectories
and
remain in
([9]).
4. Feedback for Hamiltonian Systems
Define a function
such that
, where
is a closed one-form on the output
, and consider the output feedback given by | (14) |
Let
be the graph of
and
be a Lagrangian submanifold i.e.
. Accordingly we say that the output feedback given by equation (14) is Hamiltonian ([5]).Proposition 1Let
be an affine Hamiltonian system given by
with
and so
and
i.e.
([5]). Let
be a feedback for this system. After feedback, this system will again be an affine Hamiltonian system.
iff
is a Hamiltonian feedback i.e. there exists a function
such that
and
satisfy
Hence Hamiltonian feedback adds a potential function which is only a function of the output.Let us now consider a solution of Disturbance decoupling by observation feedback (DDOF). The formulation of DDOF is as follows: Let
be a Hamiltonian system on a symplectic space
where
. It is assumed that there are disturbances in this system and it is intended to control the state space. The system can be described by
with
the disturbances and
the variables which are to be regulated. We shall call
with
Hamiltonian and
a Hamiltonian system with disturbances. Then the DDOF problem is to find a compensator
Such that the closed-loop system
decouples the disturbances
from
.We shall require
to posses a symplectic form
and
Proposition 2Let
be a Hamiltonian system with disturbances. Then(i) DDOF is solvable iff there exists an
-invariant subspace
contained in
and which is coisotropic ([10]).(ii) DDOF is solvable if the pullback
is coisotropic ([7]).Let
be a Hamiltonian system with disturbances. Let
be
-invariant and Lagrangian, so DDOF is solvable by static output feedback
. Then also the Hamiltonian output feedback
solves DDOF. ([7]).
5. Discussions and Conclusions
In the past, most treatments in classical mechanics have dealt only with analytical mechanics. This part of mechanics confines itself to the study of mechanical systems without external influences. When forces are present they are assumed as coming from a potential field. In this context one observes the motions, makes classifications etc. i.e. one does only descriptive work but cannot influence the behaviour of the system. This restriction entails a heavy loss of generality because external forces do come up at various places for instance experimental devices and technical applications and mostly cannot be derived from a potential function. Control theory on the other hand does prescriptive work. One attempts to express all models in input/output form so that the variables which may be manipulated and observed are clearly distinguished. Also one tries to find methods for regulating the response of systems by altering the equations of motion. Problems of this type are very natural i.e. in engineering, operational research, and in economics where the problems are laid out in terms of the decision variable (inputs) which have to be chosen on the basis of certain observations (outputs) and the mathematical model involves the interrelations between these variables. The Newtonian and Lagrangian approaches are as good as any other but it is more advantageous to develop the Hamiltonian point of view because it reveals certain structural features e.g. we can anlyze the non-linear systems globally; conservation laws follow easily. In this paper, a framework in which we can incorporate external forces in the systems prescription with emphasis on Hamiltonian systems with external forces and on the consequences of external forces has been elaborated.
References
[1] | H. Goldestein, Classical Mechanics, Addison-Wesley, Reading, Massachusettes, 1980. |
[2] | R. A. Abraham, J. E, T. Ratiu, Manifold Tensor Analysis and Applications, 2nd edition, Springer-Verlag, New York, 1988. |
[3] | A. van der Schaft, Port-controlled Hamiltonian systems: towards a theory for control and design of nonlinear physical systems, Journal of the Society of Instrument and Control Engineers of Japan (SICE), Vol. 39, nr. 2, pp. 91- 98, 2000. |
[4] | N. Sakomoto, Analysis of the Hamilton--Jacobi Equation in Nonlinear Control Theory by Symplectic Geometry, SIAM Journal on Control and Optimization, Volume 40 Issue 6, 2001, p. 1924 – 1937. |
[5] | D. Cheng, Z. Xi, Q. Lu, Sh. Mei, Geometric structure of generalized controlled Hamiltonian systems and its application, Science in China Series E: Technological Science, August 2000, Volume 43, Issue 4, p. 365-379. |
[6] | L. P. Landau and E. M., Lifschitz, Mechanics, Pergamon Press, Oxford, 1976. |
[7] | A. J., Van der Schaft, “System Theoretic Properties of Hamiltonian Systems with External Forces”, Dynamical Systems and Microphysics Control Theory and Mecanics, pp. 379-399, Academic Press, 1984. |
[8] | A. J. Van der Schaft, Hamiltonian Dynamics with with External Forces and Observations, Mathematical Systems, SIAM Journal of Control and Optiization, Vol 20, pp. 338-354, 1982. |
[9] | R. Herman and A.J. Krener, “Nonlinear Controllability and Obervability”, IEEE Trans. Automatic Control, Vol. AC-22, pp. 728-740, 1977. |
[10] | A. J. Van der Schaft, Disturbances Decoupling by Observation Feedback for Hamiltonian Systems, System and Control Letters,, Vol. 2, pp. 286-291, 1983. |