Architecture Research

p-ISSN: 2168-507X    e-ISSN: 2168-5088

2018;  8(3): 92-102

doi:10.5923/j.arch.20180803.02

 

Is Urban Morphology a Panacea or a Peril to Sustainability?

Maurice Onyango Oyugi

School of the Built Environment, Department of Architecture and Building Science, University of Nairobi, Nairobi, Kenya

Correspondence to: Maurice Onyango Oyugi, School of the Built Environment, Department of Architecture and Building Science, University of Nairobi, Nairobi, Kenya.

Email:

Copyright © 2018 The Author(s). Published by Scientific & Academic Publishing.

This work is licensed under the Creative Commons Attribution International License (CC BY).
http://creativecommons.org/licenses/by/4.0/

Abstract

In the recent decades, realisation that global warming and climate change is caused and exacerbated by increased urbanisation and greenhouse gas (GHG) emissions has heightened studies on the links between urban morphological parameters of development density, land use, vegetation index and the urban sustainability parameters of urban heat islands, air quality, climate change and global warming. The urban morphological attributes notably the development densities, building materials and configuration, street orientation and width, man-made structures and green belts attenuates wind flow within the street canyons and the urban canopy layer which in turn affects the distribution of the urban thermal values as well as the dispersal and concentration of air pollutants. The above further explains the occurrences of higher surface temperatures in the cities relative to their hinterlands. Scholars therefore agree that there is a significant relationship existing between urban morphology and sustainability parameters of surface temperatures and air quality. This paper therefore explores the potentials and pitfalls of urban morphology in the achievements of urban sustainability.

Keywords: Urban Sustainability, Urban Morphology, Urban Heat Island, Air quality, Land Use, Development Density and Vegetation Index

Cite this paper: Maurice Onyango Oyugi, Is Urban Morphology a Panacea or a Peril to Sustainability?, Architecture Research, Vol. 8 No. 3, 2018, pp. 92-102. doi: 10.5923/j.arch.20180803.02.

1. Introduction

Despite cities being engines of national development, they are continuously under threat occasioned by pollution, congestion and environmental hazards arising from high urbanisation rates. According to Van der Ryn and Cowan (2007), unsustainable urban design practices not grounded in ecological principles has made urbanisation come at the expense of natural ecosystems to distance man away from nature and today, cities are characterised by sprawl, traffic snarl, wastes and hazardous emissions which defies pollution prevention and control efforts. Urban morphology emanating from planning decisions has implications on urban sustainability. For example, high development densities enable Planners to achieve economies of scale in infrastructure provision, but also impose high costs associated with congestion, thermal discomforts and air quality degradation. On the other hand, low development densities in a city means reduced congestion, but urban sprawl, loss of agricultural land and higher costs of infrastructure provision. Therefore to bridge this gap and to link man with nature, there is need for ecological consideration in the planning and management of cities.
The concept of urban morphology was first expressed in the writings of the Poet and Philosopher Johann Wolfgang von Goethe in 1790. Since then, the term has extensively been used in Geography, Urban Planning, Architecture and other related disciplines. These scholars have defined the concept depending on the focus of their studies. For example, Gilliland and Gauthier (2006) defines urban morphology as the study of a city’s physical form, which consist of development density, land use, street patterns, building configuration and population density while Moudon (1997) defines urban morphology as the study of a city as a human habitat. Despite diverse definitions of urban morphology by various scholars, an area of convergence is that an analysis of a city’s morphology should begin with dissection of how the city has evolved over time and space, identification of the urban elements and subsequent transformations which have taken place on the elements as well as how the physical form produces various social forms.
Urban morphology has since evolved to discern the physical approach into a body of knowledge analysing the urban fabric as a means of understanding the urban structure (Moudon, 1994). This approach challenges the perception of urban centres as chaotic organic (unplanned) environments. According to Moudon (1997), Urban Morphologists focus on socio-economic forces moulding cities through constant transformation of elements notably the buildings, gardens, streets, parks and monuments. This portrays cities as unconscious products that emerge over a long period of time through accrual of successive generations of developments which leaves traces that restructures the urban elements by either providing opportunities or constraints to successive developments. This has led many to prefer the term Urban Morphogenesis to describe the field of study and the logic of these traces.
Three schools of thought exist in the study of urban morphology namely; the Italian, British and the French. The Italian school of thought dates from 1940s and is centred on the works of Saverio Muratori who attempted to develop an operational history for the cities he studied. This was meant to provide rationale for the integration of new architectural works in the syntax of the urban tissue (Emmanuel, 2005). Muratori’s views were further advanced by Gianfranco Caniggia who conceptualised a city as a dynamic procedural typology of buildings, gardens, streets, parks and monuments shaped by political and economic forces. The British school of thought is centred on the works of M.R.G Conzen, who developed a technique called town-plan analysis (Moudon, 1997). For Conzen, understanding the urban building fabric and land use through history is imperative in comprehending the urban morphology. This approach has been applied by his followers such as J.W.R Whitehand and Peter Hall in the management of historic and contemporary townscapes. The realisation that the relationship existing between the built spaces and the social world is dialectical made the French school of thought based at the Versailles School of Architecture to place emphasis on the importance of built spaces in sustaining social practices. In America, urban morphology as a field of study owes its origins to Lewis Mumford, James Vance and Sam Bass Warner (Moudon, 1994).

2. The Relationship Existing between Urban Morphology and Sustainability

The relationship existing between urban morphology and sustainability is anchored on Urban Boundary Layer Dynamics Theory which explains how urbanization determines the Urban Energy Balance, Surface Temperature Variations, Heat Islands Effects, Air Pollutants’ Concentration and Dispersal, Global Warming and Climate Change. Further to building configuration attenuating wind velocity to subsequently influence the distribution and concentration of air pollutants, the waterproofing and thermal properties of the materials used in the constructions influence the concentration of anthropogenic heat and the distribution of surface temperatures. However, this relationship is moderated by the geographic setting (relief, elevation and regional climate), size of a city, population density and proximity to water body (Mills, 2007).
The Urban Boundary Layer Dynamics Theory posits that the urban atmosphere consists of two sub-layers namely the urban roughness and canopy sub-layers. The climatic conditions in the urban roughness sub-layer are defined by heat and moisture exchanges between the city’s overlying air and the urban surface elements such as the roofs, trees, lawns and roads among others (Schmid, 1994). On the other hand, the climatic conditions of the urban canopy sub-layer which is the lower part of the urban atmosphere, extending from the ground to the average height of urban buildings is influenced by energy fluxes from the urban elements. Since heat fluxes, mass and momentum change with height, the roughness and the canopy sub-layers are not in equilibrium (Grimmond and Oke, 1999a).
Figure 1. The Urban Boundary Layer Dynamics (Source: Grimmond and Oke (1999a))
As illustrated by Figure 1, the urban boundary layer dynamics as influenced by the urban morphology determines the dispersal and the concentration of the air pollutants, humidity and wind velocity. The boundary layer dynamics is also responsible for the urban energy balance which states that the available radiated energy at a surface is balanced by attenuated heat and vapour fluxes into the atmosphere. According to Grimmond and Oke (1999b), the energy balance for a single surface element is represented by function 1.
(1)
Where: -
Q = Net radiation
H = The sum of the turbulent transport of sensible heat between the surface and the atmosphere
E = The sum of the turbulent transport of latent heat between the surface and the atmosphere
G = The heat transport between the surface and the material below
For a volume of air extending to the top of the roughness sub-layer, the energy balance is presented as equation 2.
(2)
Where:-
Qlocal = The area’s average net radiation,
F = Energy released or consumed by anthropogenic activities within the volume,
Hlocal = The turbulent fluxes of sensible heat across the top of the volume,
Elocal = The turbulent fluxes of latent heat across the top of the volume,
Glocal = Change in storage within the volume (including air, structures and the ground)
A = The net advection of heat in the horizontal direction.
Urban energy balance is a complex process of shading and reflection of short-wave radiation as well as absorption and emission of long-wave radiation, all taking place within the urban three-dimensional structures. In densely built-up urban areas, heat storage can amount to at least 50% of daily net radiation, which is larger than most natural ecosystems. However, there is a tendency for more energy to be stored in the morning and within the city centres. This consequently leads to large amount of stored energy being released during the evening and night, resulting in upward directed sensible heat (Schmid et al. 1991).
The urban heat island effect which makes cities generally warmer relative to the rural surroundings is explained by the differences in energy storage and cooling rates between the urban surfaces and rural environments. Urban surfaces store thermal energy during the day and release the same during the night, making urban heat island affect a nocturnal phenomenon. In return, the urban heat island effect influences thermal turbulences, atmospheric stability, nocturnal inversions and local circulation systems among others which collectively have impact on urban air pollutants’ dispersion and concentration. The urban heat island effect and the increased production of greenhouse gases (GHGs) and other air pollutants arising from anthropogenic activities notably the urban transportation and industrialisation has since been linked to global warming and climate change (United Nations, 2014).
Despite the urban heat island effects being associated with thermal discomforts and increased energy consumption for air conditioning, its impact vary depending on a city’s setting, morphology and the regional weather conditions and does not necessarily have to be negative. For example, urban heat island effects contribute to reduced energy consumption in high latitude cities (Santamouris et al. 2001). Apart from urbanisation and industrialisation impacting on urban energy balance to create urban heat island effects, the two phenomena further impact on local winds and convection patterns to heighten surface roughness which exacerbate the concentration of air pollutants and precipitations (Han, 2014).

3. Effects of Urban Morphology on Sustainability

Urban sustainability is of concern in densely populated cities where urban infrastructure, morphology, topography and climate interact to produce uncomfortable thermal and hazardous air quality effects. This is because cities influence GHG production and sinks both directly and indirectly (Sánchez et al. 2005). For instance, carbon dioxide which is a major component of the GHGs is a by-product of urban anthropogenic activities such as industrial and transportation activities. Clearance of land for urban expansion and infrastructure development are drivers of regional land cover changes which reduces the global carbon sinks.
Changes associated with urban developments have profound effects on urban surface temperatures and air quality which consequently have effect of inducing climate change. New surface materials associated with urban buildings, roads and other urban infrastructure alters the natural surface which consequently alters energy balance, water exchanges and airflow. The above combined with heat, carbon dioxide and other GHGs emitted by anthropogenic activities result in distinct urban climates. One of the best-known effects of such development is urban warming of which globally cities are warmer than the surrounding rural areas but with internal urban spatio-temporal variations (Oke, 1997). On average, urban temperatures may be 1°C to 3°C warmer than rural environs, but in calm and cloudless nights, air temperatures can be more than 10°C warmer than surrounding rural environments (Grimmond et al. 1993).
At the urban scale, the spatio-temporal variations in urban temperatures is accentuated by the neighbourhoods’ attributes such as the amount of vegetation on site, density of development and the nature of the construction materials used in the neighbourhood. This manifests in form of pockets of sites within the urban landscape with higher temperatures than the rest of the urban spaces, a phenomenon called the urban heat island. The urban heat island effects are exacerbated by the anthropogenic activities such as vehicular traffic, industrial production and domestic buildings which produce heat, sulphur dioxide, nitrous oxide, suspended particulate matter and carbon dioxide, GHGs known to contribute to global warming and climate change (Voogt and Oke, 2003). These gases interact with the city's compact mass to affect energy exchange and levels of thermal conductivity. However, factors such as topography in relation to the sun’s angle and aspect are as influential as the surface type in controlling the amount of radiation received and absorbed. Thus a low-vegetated area incidence to direct solar radiation is much warmer as compared to vegetated areas (Fung et al. 2003).
Land uses and the distribution of development densities within an urban area define its form. This influences the transportation mode used in the city as well as the city’s energy consumption and GHG emissions. Urban morphology, particularly development densities, building configuration and land uses has implications on a city’s GHG emissions. This is because proximity of homes and concentration of services coupled with provision of efficient public transportation accentuated by compact (high density) urban development encourages walking, cycling and the use of mass transport instead of private motor vehicles. This consequently leads to decline in fossil fuel consumption per capita (Newman and Kenworthy, 1989). However, this is complicated by the fact that urban centres are industrial hubs and GHG emissions coming from industries outstrip those from the transportation sector. Compact developments induce usage of less energy for heating. For example, households in the United States of America living in single-family detached housing consume 35% more energy for heating and 21% more energy for cooling as compared to households living in other forms of housing due to urban heat island effect (Quattrochi et al. 2000).
The urban land uses equally influences the GHG emissions. This is demonstrated by energy usage differentials in four urban spatial structures notably mono-centric, poly-centric, composite (multiple-nuclei) and urban village models. In the mono-centric cities, most economic activities and amenities are concentrated in the Central Business District (CBD). In this situation, the authorities focus on promoting public transport as the most convenient mode of transport, for most commuters travel from the suburbs to the CBD while in the poly-centric cities, few jobs and amenities are located in the centre and most trips are from suburb to suburb. In this regard, a large number of possible travel routes exists, but with few passengers per route. Therefore public transportation is difficult and expensive to operate and private means of transportation becomes convenient option for users.
The composite (multiple-nuclei) model is the most common type of urban spatial structure. This model manifests a dominant centre with a large number of jobs located in the suburb’s minor centres. Under the composite model, most trips from the suburbs to the CBD are made using public transport, while trips from suburb to suburb are made using private means of transportation. This necessitates the need for both public and private modes of transportation. The urban village model is utopian and is a creation of the urban master plans. In this model, urban areas contain many business centres, commuters travel only to the centre which is the closest to their residence and have more opportunities to walk or cycle to work. This model is ideal for it requires less transportation due to the reduced distances travelled to work. This lowers the energy usage and the GHGs emission. The more the urban spatial structure encourages public transportation, the more it leads to less emission of GHGs and other air pollutants and vice versa.
High rates of urbanisation have exacerbated increased development densities in the cities. This is beneficial for the conservation of open spaces and natural resources, enhancement of social relationships as well as enabling urban authorities to deliver more housing stock and employment stations within walking distances. However, high development densities exacerbate overcrowding, noise and air pollution (The Jerusalem Institute for Israel Studies, 2005). Lowry (1977), notes that as urban centres grow towards mega cities, their natural vegetation get replaced by skyscrapers which provide multiple surfaces for the reflection and absorption of terrestrial energy. This increases the efficiency with which urban areas are heated to raise the urban air temperatures. Moreover, concrete materials used in urban constructions have thermal retention capacity which limits rapid cooling after evening transition. The buildings attenuate wind velocity and cause turbulences which restrict the air pollutants to narrow canyons within the neighbourhoods. This allows the pollutants to settle and increase in concentration (Vougt, 2002). Therefore, development density and building configuration is today known to adversely affect the urban sustainability.
Development density is the best tool for shaping urban sustainability, yet agreements on whether to adopt low or high urban development density is often emotive. Based on the lessons learnt from the European and North American cities, it is imperative to find a middle ground between the two models. High density development is viewed as anti-suburbanisation and an indicative of claustrophobic squalor, poverty and deprivation. On the other hand, low-density urbanism is equated with selfish gated communities and the environmentally disastrous car-orientated suburbs. However, it grants individuals freedom to spacious living and can be presented as a model of freedom and sturdy individual choice (Dodman, 2009). Views on the impacts of urban development densities have tended to be polarising as noted by the works of Howard (1898) and Jacobs (1996). Howard (1898) argues that it is universally agreed by men of all parties that it is deeply deploring that people are still streaming in already overcrowded cities. On the other hand, Jacobs (1996) whose work, The Death and Life of Great American Cities is taken as a mantra for new urbanism movement (those opposed to the suburban sprawl and restrictive residential enclaves) is passionate in the defence of high development densities. According to Burton (2000), a study of medium-sized English cities suggests that while high urban development densities lead to reduced living spaces, it has the ability to improve public transportation, reduce social segregation and enhance access to utilities and amenities.
Low development densities are viewed as the main causes of urban sprawl. However, the definition and the effects of urban sprawl on urban sustainability are widely debated. Frenkel and Ashkenazi (2008) states five parameters for detecting urban sprawl as growth rates, development density, spatial geometry, accessibility and aesthetics. Urban sprawl is often associated with problems such as social isolation, obesity and asthma, global warming, climate change, the demise of farmlands and extinction of wildlife. However, some scholars argue that urban sprawl is inevitable for it is an outcome of free-market mechanism (Gottdiener and Budd, 2005). In low and middle-income countries, peri-urbanization is increasingly taking place and the boundaries between urban and rural areas are continually being re-negotiated. The interfaces between the two are often afflicted by slums, inadequate urban services and degradation of farmlands. This is because planning regulations are inadequately enforced in the peri-urban neighbourhoods for such neighbourhoods are outside the legal and administrative boundaries of the cities (McGregor et al. 2006).
Cities constituting 2% of the earth surface are responsible for 75% of global energy consumption, 80% of GHG and 90% of anthropogenic carbon emissions. Therefore, cities significantly contribute to global warming and climate change (Angel et al. 2005; Satterthwaite, 2008; Jusuf et al. 2007; Svirejeva et al. 2004). A study of GHG emission in Toronto City concludes that low density suburban developments consumes between 2.0 to 2.5 times more energy annually than densely developed neighbourhoods. This is because high development density encourages low car ownership and requires less energy for heating, cooling and to power the buildings (VandeWeghe and Kennedy, 2007; Dubeux and La Rovere, 2007; Norman et al. 2006). A study of 16 variables in 45 Chinese cities concludes that there is a positive relationship existing between urban development density and sustainability up to a certain level as other variables such as income levels, urban spatial structure, transportation network, surface temperatures and population size explains why cities in Southern Asia are densely settled than cities in North America yet they generate high levels of GHGs (Chen et al. 2008; Mindali et al. 2004).
In as much as high urban development density encourages compact urban form which reduces GHG emissions, high development densities cause localised climatic effects such as increased surface temperatures, urban heat-island effects as well as increased outdoor and indoor air pollution (Coutts et al. 2007). As noted by Neumann (2005), compact urban form is not singly sufficient for the improvement of urban sustainability. Therefore, other strategies such as enactment of policies related to public transportation, building regulations and reduction of household energy consumptions must be entrenched in the urban development agenda if sustainability has to be realised (Campbell-Lendrum and Corvalán, 2007).
Jabareen (2006) identifies seven pillars of urban sustainability as urban form, public transportation, development density, mixed land uses, diversity, passive solar design and greening. He used the concepts to compose a sustainable urban form matrix and concludes that compact city model is the most sustainable, followed by the eco-city, neo-traditional development and urban containment. Indeed doubling a neighbourhood’s density combined with green buildings and smart-growth technologies decreases automobile usage by 30%, with a corresponding decline in gasoline consumption and GHG emissions (Walker and King, 2008; Brown and Southworth, 2008).
Sea-level rise exacerbated by increased GHG emissions, global warming, climate change and increased precipitation provides the linkage between urban development density and sustainability. Climate change induced by GHG emissions and global warming is likely to increase the intensity of natural hazards such as storms, cyclones, tsunamis, flooding and erosion in the coastal cities (Satterthwaite et al. 2007; Pelling, 2003). According to IPCC (2007), a rise in global average temperatures by 2°C or more will exacerbate coastal flooding while a temperature rise of more than 3°C may result in loss of about 30% of global coastal wetlands and agricultural land as occasioned by water logging and salt stress. Other likely effects of temperature rise are inadequate freshwater supplies, destruction of property, loss of human lives and increased prevalence of environmental, malnutrition and cardio-respiratory diseases. Further to temperature variations associated with global warming and climate change inducing frequent and intense heat waves, it also results in additional cost of environmental control within buildings as well as increased concentration of air pollutants (Kovats and Akhtar, 2008; Awuor et al. 2008; Dodman and Satterthwaite, 2008).
It has been established that the urban heat island intensity rises with increasing urban population (Mihalakakou et al. 2004; Hinkel et al. 2003). Towards this end, Oke (1973) developed a regression model for the North American and European cities which successfully explained 97% of the variability in urban heat island intensity and concludes that urban population is the single most significant variable influencing the intensity. The model further posits that for every increment of 100,000 people within a city, there is a corresponding 1°C temperature increase.
Alterations of urban land uses and land cover indirectly modify the urban climate (Chandler, 1976). For example, in America, surface temperature increases have been observed where extensive forests and other natural vegetations have been cleared (Skinner and Majorowicz, 1999). Kalnay and Cai (2003) estimates that over the past fifty years in the United States of America, land-cover changes have resulted in 0.27°C mean annual surface warming. Narisma and Pitman (2003) having observed the impacts of land cover change on temperatures in Australia, supported the postulations of Kalnay and Cai (2003). Other studies such as Sailor and Fan (2002) and Unger et al. (2001) concludes that for large urban areas, depletion of vegetation cover increases surface temperatures by between 1.67°C to 2.22°C during summer and by 5.6°C during winter.
Vegetation mitigates the heating and polluting effects generated by the urban developments through a combination of shading and evaporative cooling effects. This is because vegetation through photosynthesis sequences carbon dioxide gas in the atmosphere thereby mitigating the greenhouse effects (Kubota and Ossen, 2008; Weng et al. 2004; Brovkin, 2002; Grimmond et al. 1996; Spronken-Smith and Oke, 1998). Vegetation facilitates cooling of the urban temperatures through evapo-transpiration which involves the conversion of solar radiation into latent heat of vaporisation. The latent heat of vaporisation then escapes with the sensible heat to the atmosphere (Fujibe, 2003; Giridharan et al. 2004; Chudnovsky et al. 2004). Therefore, vegetation density differentials within urban neighbourhoods explain the surface temperature variations among the same. Vegetation also impacts on urban storm water management. For example in Baltimore, it was determined that neighbourhoods with 40% tree cover reduce surface runoff by 60% more than neighbourhoods without trees. Further, vegetation has effect on wind velocity and precipitation regime of urban areas which in turn affects the urban sustainability (Mahmood et al. 2010).
It is evident that as anthropogenic activities continues to alter the natural ecology of cities through urban development processes; the long-term energy exchanges taking place within the boundary layer are affected. This is because the surface properties influence the atmospheric energy budget and by altering the surface conditions, man has inadvertently affected the atmospheric properties which influences local, regional and global climate through the cascading linkages of the atmospheric, terrestrial and hydrological systems (Dixon and Mote, 2003; Rozoff et al. 2003). Therefore, global warming and climate change may not be attributed to the effects of the GHGs alone but also to the effects of heat islands occasioned by urbanization (Arnfield, 2003).

4. Conceptual Model and the Proposed Methodological Approach to Verify the Relationship Existing between Urban Morphology and Sustainability

The correlation between urban morphology and sustainability takes cognisance of the effects of urban morphological elements such as land use, development density, building configuration and land cover on sustainability indicators such as the urban air quality and surface temperatures. Development densities influence household’s mode of transportation and energy consumption, all of which have implications on a city's GHG emissions. Similarly, industrial land uses generates GHGs. Replacement of urban vegetation with impervious materials such as concretes, asphalt and steel reduces evapo-transpiration with net effect being increased surface temperatures and urban heat island effects which cause thermal discomfort and increased energy demand in the buildings (Przekurat et al. 2011).
Poor air quality occasioned by increased number of automobiles and industries in the urban centres is a significant environmental problem facing cities. This is because automobiles and industries generate GHGs, suspended particulate matter and sulphur dioxide. This is further complicated by the urban skyscrapers which attenuate wind velocity to restrict air pollutants to narrow canyons, subsequently raising the concentrations of the same. This is best mitigated by the vegetation which acts as sinks to air pollutants (Mölders, 2012). Vegetation also provides shade, creates aesthetic appeal and sense of community. Therefore, a development which diminishes the vegetation cover lowers the ability of the environment to reduce air pollution and to cool.
Interactions between forces underpinning urban developments such as the infrastructure, land markets, planning regulations and people’s inclinations to environmental conservation present a web of constraints to the achievement of sustainable cities. As illustrated by Figure 2, achievement of urban sustainability requires implementation of multiple strategies entailing innovative urban design, promotion of green infrastructure, tightening legislations protecting urban ecosystems (the green belts, trees and river restoration), re-orientation of urban institutions, provision of adequate urban transportation and infrastructure, enhancement of socio-economic developments, community, public and private sectors participation, civil society involvement as well as institutional capacity building for planning both at the urban and regional levels.
Figure 2. Conceptual Model for the Realisation of Urban Sustainability
It is evident that indirect, intervening and direct variables act in concert to influence the urban sustainability. Examples of indirect variables include economic perception and societal aspirations, urbanisation rate, effects of globalisation, development technology and planning regulations while the intervening variables include urban population size and distribution, land costs and property sizes as well as the climate of the region where the city is located. The direct variables include urban development density and construction materials used, land uses, building configuration, street orientation and configuration, land cover changes and energy consumption levels.
A study of this nature should be undertaken using both geospatial and in-situ approaches of data collection and analysis of the urban morphological parameters of land use, development density and biomass index and the sustainability parameters of surface temperatures and air quality values. While the study should utilise medium resolution satellite imageries of the city notably the Landsat imageries - Band 2 (Green: 0.52 μm –0.60 μm), Band 3 (Red: 0.63 μm - 0.69 μm), Band 4 (the NIR: 0.76 μm – 0.90 μm) and Band 6 (10.4μm – 12.5μm) for the surface temperature analysis, either multi-Spectral IKONOS, Geo-Eye or Quick-Bird imageries (Bands 2, 3 and 4) should be used for land use, development density and biomass index analysis. The air quality of the city capturing the concentrations of Suspended Particulate Matter (SPM), carbon dioxide, sulphur dioxide and nitrogen dioxide gases within the city should be sampled using air quality samplers. The above should be augmented with the zoning map of the city.
Assessment of development density and land use variations: This should involve the utility of either multi-Spectral IKONOS, Geo-Eye or Quick-Bird imageries. The analysis of development densities should be undertaken through polygonisation of the developed surfaces from the extracted imagery and superimposing the same with the zoning boundaries. The development densities should then be computed through aggregating areas of developed surfaces within a development zone as a ratio of a development zone’s area. The computed development densities for the development zones should further be transformed into numerical values ranging from 0 to 100. Since high development densities compromises urban environmental quality as compared to low development densities, high development density zones should be assigned low (0) numerical values while low development density zones should be assigned high (100) numerical values. Object oriented image interpretation technique utilising 9 elements notably the shape, size, shadows, site, tone, texture, pattern, height and association should be used in analysing and polygonisation of land uses into a land use map. To assess the accuracy of the established land uses, random ground truthing aided by a hand-held GPS should be undertaken. As informed by environmental quality implications of the land uses, the identified land uses should be assigned numerical values ranging from 0 to 100. In this regard, land uses such as industrial users known to emit GHGs and aggravate anthropogenic heat should be assigned the lowest values and vice-versa for the forests and parks known to moderate the urban environmental conditions.
Determination of biomass index: It has been established that the biomass component of the vegetation is the most significant determinant of the degree to which vegetation influences energy flow and ecosystem purification. This should make biomass index be the focus of this type of study and should progress through classification and polygonisation of the vegetation types from high resolution imagery. To facilitate the computation of the biomass index, the development zone boundaries should be superimposed on the generated vegetation cover map. While Table 1 should provide guidelines on vegetation weightings, the biomass index for individual vegetation type should be computed using equation 3 adopted from Nichol et al. (2006).
(3)
Where: -
Wv : Weighting for each vegetation type v;
Lv : Area covered by a vegetation type v in a zone;
L : Total Area of a zone.
Average biomass index values for each development zone should then be calculated and converted into numerical values ranging from 0 to 100. In acknowledging that vegetation covers with higher biomass index create better environmental quality, development zones with high average biomass index should be assigned higher (100) nominal values and vice-versa.
Table 1. Vegetation Weightings
     
The assessment of surface temperatures: The study should adopt Radiative Transfer Method in estimating the urban surface temperatures from the Landsat imageries - Band 2 (Green: 0.52 μm –0.60 μm), Band 3 (Red: 0.63 μm - 0.69 μm), Band 4 (the NIR: 0.76 μm – 0.90 μm) and Band 6 (10.4μm – 12.5μm). This should facilitate the calculation of average surface temperature values per development zone, thus development zones with low average surface temperature values should be assigned higher (100) nominal values and vice-versa.
The assessment of the spatial variations in air quality within a city: Air sampling should be undertaken to ascertain the concentrations of SPM, carbon dioxide, sulphur dioxide and nitrogen dioxide gases within the city. For the purposes of collecting air samples, appropriate sample sites should be established and air sampled from them. The number of sample sites per development zone should be informed by the size of a development zone, the development density and the heterogeneity of the land uses within a zone. Laboratory readings for the gaseous concentrations from each sample station should be undertaken and averages computed by gas type per development zone. The averages should further be converted into numerical values ranging from 0 to 100 and aggregates of the same computed per development zone. Low gaseous concentrations should be assigned higher (100) nominal values and vice-versa.
Modelling the relationship existing between urban morphology and environmental quality parameters: This should involve establishment of multivariate regression models with development density, land use and biomass index being independent variables while air quality and surface temperature values per development zones being the dependent variables. To determine the significance of the relationships and consistencies of the same, t-test and Analysis of Variance (ANOVA) should be undertaken with levels of significance (α) and confidence being 5% and 95% respectively.
Hence the established regression models should be stated as function 4.
(4)
Where:-
= The dependent variables
Xs= The independent variables
as = Coefficient of determinations of the independent variables
έ = The error term

5. Conclusions

The achievement of urban sustainability requires implementation of multiple strategies and techniques which are known to work within the standard urban planning and management practice. As earlier mentioned, such strategies should include promotion of green infrastructure, innovative urban design, tightening up legislations protecting urban ecosystems as well as implementation of sustainable drainage and transportation networks. Urban sustainability agenda further requires a new urban development contract encompassing civil society, public and private sector participations. Other measures should include re-orientation of legal, institutional and development infrastructure towards delivering urban sustainability. This should build on the strengths of planning and other urban management strategies which give more scope and encouragement to local action, behavioural change and innovation. Therefore, urban sustainability should be anchored on proactive policies focussed on socio-economic development and institutional capacity building for planning both at the community, citywide and regional levels.

References

[1]  Angel S, Sheppard S and Civco, D (2005). The Dynamics of Global Urban Expansion, Transport and Urban Development Department. World Bank, Washington DC.
[2]  Arnfield, A.J (2003). Two Decades of Urban Climate Research: A Review of Turbulence, Exchanges of Energy, Water and the Urban Heat Island. International Journal of Climatology 23: 1-26.
[3]  Awuor C, Orindi V and Adwera, A (2008). Climate Change and Coastal Cities: The case of Mombasa, Kenya. Environment and Urbanization. 20(2): 231-242.
[4]  Brovkin, V (2002). Climate-Vegetation Interaction. Journal de Physique, 12: 57-72.
[5]  Brown, M and Southworth, F (2008). Mitigating Climate Change through Green Buildings and Smart Growth. Environment and Planning A 40: 653-675.
[6]  Burton, E (2000). The Compact City: Just or Just Compact? A Preliminary Analysis. Urban Studies 37(11): 1969-2001.
[7]  Campbell-Lendrum D and Corvalán, C (2007). Climate Change and Developing Country Cities: Implications for Environmental Health and Equity. Journal of Urban Health, 84(1) 109-117.
[8]  Chandler, T.J (1976). Urban Climatology and its Relevance to Urban Design, WMO Technical Paper 149. World Meteorological Organization, Geneva.
[9]  Chen H, Jia B, Lau S (2008). Sustainable Urban Form for Chinese Compact Cities: Challenges of a Rapid Urbanized Economy. Habitat International, 32: 28-40.
[10]  Chudnovsky, A., Ben-Dor E, and Saaroni, H (2004). Diurnal Thermal Behavior of Selected Urban Objects Using Remote Sensing Measurements. Energy and Buildings, 36: 1063-1074.
[11]  Coutts, A. M, Beringer J and Tapper N.J (2007). Impact of Increasing Urban Density on Local Climate: Spatial and Temporal Variations in the Surface Energy Balance in Melbourne, Australia. J. Appl. Meteor. Climatol., 46: 477-493.
[12]  Dixon, P.G and Mote, T. L (2003). Patterns and Causes of Atlanta’s Urban Heat Island-Initiated Precipitation. Journal of Applied Climatology 4(3) 34-78.
[13]  Dodman, D (2009). Blaming Cities for Climate Change? An Analysis of Urban Greenhouse Gas Emissions Inventories. Environment and Urbanization, 21(1): 185-201.
[14]  Dodman, D and Satterthwaite D (2008). Institutional Capacity, Climate Change Adaptation, and the Urban Poor. Institute for Development Studies Bulletin, October, 2008.
[15]  Dubeux C and La Rovere E (2007). Local Perspectives in the Control of Greenhouse Gas Emissions – The Case of Rio De Janeiro. Cities, 24(5): 353-364.
[16]  Emmanuel M.R, (2005). An Urban Approach to Climate-Sensitive Design; Strategies for the Tropics. London, Spon. Press.
[17]  Frenkel, A and Ashkenazi, M (2008). Measuring Urban Sprawl: How Can We Deal With It?. Environment and Planning B: Planning and Design, 35: 56-79.
[18]  Fujibe, F (2003). Long-Term Surface Wind Changes in the Tokyo Metropolitan Area in the Afternoon of Sunny Days in the Warm Season. J. Meteor. Soc. 81:141-149, Japan.
[19]  Fung C, Yu L, Leung K, Chang A and Lau, H.C, (2003). Testing a Real-Time Air Quality Simulation System for Hong Kong. Paper presented at the Air and Waste Management Association, 96th Annual Conference, 22-26 June, San Diego TX.
[20]  Gilliland, J and Gauthier, P (2006). The Study of Urban Form in Canada. Urban Morphology, 10(1): 51-66.
[21]  Giridharan R, Ganesan, S and Lau, S.S.Y (2004). Daytime Urban Heat Island Effect in High-Rise and High-Density Residential Developments in Hong Kong. Energy and Buildings, 36: 525-534.
[22]  Gottdiener, M and Budd, L (2005). Key Concepts in Urban Studies. London, Sage.
[23]  Grimmond, C.S.B., Oke, T.R and Cleugh, H.A (1993). The Role of Rural Areas in Comparisons to Sub-Urban Rural In Observed Flux Differences. Proceedings of the Yokohama Symposium, July 1993.
[24]  Grimmond, C. S. B., Souch, C and Hubble, M. D (1996). Influence of Tree Cover on Summertime Surface Energy Balance Fluxes. San Gabriel Valley, LA. Climate Res. 6: 45-57.
[25]  Grimmond, C.S.B and Oke T.R (1999a). Heat Storage in Urban Areas: Local-Scale Observations and Evaluation of a Simple Model. Journal of Applied Meteorology, 38: 922-940.
[26]  Grimmond, C.S.B and Oke T.R (1999b). Evapo-transpiration Rates in Urban Areas - Impacts of Urban Growth on Surface Water and Groundwater Quality. Proceedings of IUGG 99 symposium HS5, Birmingham, July 1999. IAHS Publication No. 259.
[27]  Han, J (2014). Urban Impacts on Precipitation. Asia-Pacific Journal of Atmospheric Sciences, 50(1) 17-30.
[28]  Hinkel, K.M., Nelson, F., Klene, A.E. and Bell, J.H (2003). The Urban Heat Island in Winter at Barrow, Alaska. Int.J. Climatol. 23: 1889-1905.
[29]  Howard, E (1898). Originally published in 1898 as To-Morrow: A Peaceful Path to Real Reform and reissued in 1902 under its present title, Garden Cities of Tomorrow. London, Routledge.
[30]  IPCC (2007). Climate Change 2007 Synthesis Report: Summary for Policymakers. Cambridge, Cambridge University Press.
[31]  Jabareen, Y (2006). Sustainable Urban Forms: Their Typologies, Models and Concepts. Journal of Planning Education and Research, 26: 38-52.
[32]  Jacobs, J (1996). The Death and Life of Great American Cities. In LeGates R and Stout F (eds) The City Reader. London, Routledge.
[33]  Jusuf S.K., Wong N.H., Hagen E., Anggoro R and Hong, Y (2007). The Influence of Land Use on the Urban Heat Island Singapore. Habitat International, 31: 232-242.
[34]  Kalnay, E and Cai, M (2003). Impact of Urbanization and Land-Use Change on Climate. Nature 423: 528-531.
[35]  Kovats, S and Akhtar, R (2008). Climate, Climate Change and Human Health in Asian cities. Environment and Urbanization, 20(1): 165-175.
[36]  Kubota, T and Ossen, D.R. (2008). Spatial Characteristic of Urban Heat Island in Johor Bahru. Journal of Faculty Built Environment.
[37]  Lowry, W. P (1977). Empirical Estimation of Urban Effects on Climate, An Urban Problem Analysis. J. Appl. Meteorology, 16: 129-135, Hawaii.
[38]  Mahmood R, Pielke R.K.G, Ni Y.D, Bonan G, Lawrence R, Mcnider R, Mcalpine C, Etter A and Gameda S (2010). Impacts of Land Use/Land Cover Change on Climate and Future Research Priorities. American Meteorological Society, January 2010, BAMs.
[39]  McGregor D, Simon D and Thompson D (2006). The Peri-Urban Interface: Approaches To Sustainable Natural and Human Resource Use. London, Earthscan.
[40]  Mihalakakou G, Santamouris M, Papanikolaou N, Cartalis C and Tsangrassoulis A (2004). Simulation of the Urban Heat Island Phenomenon in Mediterranean Climates. Pure Appl. Geophys. 161: 429-451.
[41]  Mills, G (2007). Luke Howard and the Climate of London. Weather. 63: 153-157.
[42]  Mindali O, Raveh A and Salomon I (2004). Urban Density and Energy Consumption: A New Look At Old Statistics. Transportation Research Part A 38: 143-162.
[43]  Mölders, N (2012). Land-Use and Land-Cover Changes: Impact on Climate and Air Quality. Springer Scinces, London & NewYork.
[44]  Moudon, A. V (1994). Getting to Know the Built Landscape: Typomorphology. In Franck, Karen A and Lynda H Schneekloth (Eds), Ordering Space: Types in Architecture and Design. New York, Van Nostrand Reinhold.
[45]  Moudon, A.V (1997). Urban Morphology as an Emerging Interdisciplinary Field. Urban Morphology, 1: 3-10.
[46]  Narisma, G.T and Pitman, A.J (2003). The Impacts of 200 Years of Land Cover Change on the Australian Near-Surface Climate. J. Hydrometeorol., 4: 424-436.
[47]  Neumann, M (2005). The Compact City Fallacy. Journal of Planning Education and Research 25:11-26.
[48]  Newman, P and Kenworthy, J (1989). Gasoline Consumption and Cities: A comparison of US Cities with a Global Survey. Journal of the American Planning Association, 55: 24-37.
[49]  Norman J, MacLean H and Kennedy C (2006). Comparing High and Low Residential Density: Life-Cycle Analysis of Energy Use and Greenhouse Gas Emissions. Journal of Urban Planning and Development, 132(1): 10-21.
[50]  Oke, T.R (1973). City Size and the Urban Heat Island. Atmospheric Environment, 7: 769-779.
[51]  Oke, T.R (1997). Urban climates and global environmental change: Applied climatology, principles and practices, New York, Routledge.
[52]  Pelling, M (2003). The Vulnerability of Cities: Natural Disasters and Social Resilience. London, Earthscan.
[53]  Przekurat, A.B., Pielke R. A. Eastman J.L and Coughenour M.B. (2011). Modelling the Effects of Land-Use/Land-Cover Changes on the Near-Surface Atmosphere in Southern South America, International Journal of Climatology.
[54]  Quattrochi D, Rickman D, Estes M, Caymon C, Howell B and Luvall J (2000). A Decision Support Information System for Urban Landscape Management Using Thermal Infrared Data. Photogrammetric Engineering and Remote sensing, 66(10): 1195-1207.
[55]  Rozoff, C. M., Cotton W. R and Adegoke J. O. (2003). Simulation of St. Louis, Missouri, Land Use Impacts on Thunderstorms. J. Appl. Met., 42: 716-738.
[56]  Sailor, D.J and Fan, H (2002). Modeling the Diurnal Variability of Effective Albedo for Cities. Atmospheric Environment, 36(4): 713-725.
[57]  Sánchez R.R., Seto K., Simon D., Solecki W., Kraas F and Laumann G (2005). Urbanization and Global Environmental Change, IHDPGEC Report 15, Bonn.
[58]  Santamouris, M., Papanikolaou N., Livada I., Koronakis I., Georgakis C., Argiriou A., Assimakopoulos D.N (2001). On the Impact of Urban Climate on the Energy Consumption of Buildings. Solar Energy. 70(3): 201-216.
[59]  Satterthwaite D, Huq S, Reid H, Pelling M and Romero L.P (2007). Adapting to Climate Change in Urban Areas: The Possibilities and Constraints in Low- and Middle-Income Nations. Human Settlements. Discussion Paper, IIED, London.
[60]  Satterthwaite, D (2008). Cities’ Contribution to Global Warming: Notes on the Allocation of Greenhouse Gas Emissions. Environment and Urbanization, 20(2), London, Earthscan.
[61]  Schmid, H.P (1994). Source Areas for Scalars and Scalar Fluxes’. Boundary-Layer Meteorology, 67: 293-318.
[62]  Schmid, H.P., Cleugh H.A., Grimmond C.S.B and T.R Oke (1991). Spatial Variability of Energy Fluxes in Suburban Terrain. Boundary-Layer Meteorology, 54: 249-276.
[63]  Skinner, W. R. and Majorowicz, J. A (1999). Regional Climatic Warming and Associated Twentieth Century Land-Cover Changes in Northwestern North America. Climate Research, 12: 39–52,
[64]  Spronken- Smith. R. A and Oke, T. R. (1998). The Thermal Regime of Urban Parks in Two Cities with Different Summer Climates. International Journal of Remote Sensing, 19: 2085-2104.
[65]  Svirejeva H.A., Schellnhuber H.J and Pomaz V.L (2004). Urbanised Territories as a Specific Component of the Global Carbon Cycle. Ecological Modeling, 173: 295-312.
[66]  The Jerusalem Institute for Israel Studies (2005). Urban Environmental Quality. The Jerusalem Institute for Israel Studies, the Hay Elyachar House, Jerusalem.
[67]  Unger J, Sumeghy Z and Zoboki J (2001). Temperature Cross-Section Features in an Urban Area, Atmospheric Research, 58: 117-127.
[68]  United Nations (2014). World Urbanization Prospects, the 2014 Revision: Highlights. United Nations, New York.
[69]  Van Der Ryn, S and Cowan, S (2007). Ecological Design: A Ten-Year Retrospective. Washington, DC: Island Press.
[70]  VandeWeghe, J and Kennedy, C (2007). A Spatial Analysis of Residential Greenhouse Gas Emissions in the Toronoto Census Metropolitan Area. Journal of Industrial Ecology, 11(2): 133-144.
[71]  Vougt, J (2002). Urban Heat Island. Encyclopedia of Global Environmental Change, Vol. 3, Chischester; John Wiley and Sons.
[72]  Voogt, J.A and Oke, T.R (2003). Thermal Remote Sensing of Urban Climates. Remote Sensing of Environment, 86: 370-384.
[73]  Walker, G and King, D (2008). The Hot Topic: How to Tackle Global Warming and Still Keep the Lights On. London, Bloomsbury Publishers.
[74]  Weng Q, Lu D and Schubring J (2004). Estimation of Land Surface Temperature - Vegetation Abundance Relationship for Urban Heat Island Studies. Remote Sensing of Environment 89: 467-483.