American Journal of Organic Chemistry
p-ISSN: 2163-1271 e-ISSN: 2163-1301
2016; 6(1): 8-16
doi:10.5923/j.ajoc.20160601.02

Mitsunori Oda 1, Nobue Nakajima 2, Yoshimitsu Kumai 1, Akira Ohta 1, Ryuta Miyatake 3, Shigeyasu Kuroda 2
1Department of Chemistry, Faculty of Science, Shinshu University, Nagano, Japan
2Deptartment of Applied Chemistry, Graduate School of Science and Engineering, University of Toyama, Toyama, Japan
3Centre for Environmental Conservation and Research Safety, University of Toyama, Toyama, Japan
Correspondence to: Mitsunori Oda , Department of Chemistry, Faculty of Science, Shinshu University, Nagano, Japan.
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In three steps by aldol condensation with benzaldehyde, conjugate addition of lithium diphenylcuprate and subsequent oxidation, 1-acetylcyclohepta-1,3,5-triene (10) was transformed into 1-(3,3-diphenylacryloly) -cyclohepta-1,3,5-triene (11). The title cation 9 was synthesized from 11 by a sequence involving Nazarov cyclization, Shapiro reaction and final hydride abstraction with trityl perchlorate. The pKR+ value was determined to be 6.4, which is less than that of the analogous fluorenyl cation 8. Upon heating 9 rearranges to yield 1,2-diphenylazulene (22), quantitatively.
Keywords: Azulene, Carbocation, Nazarov cyclization, Shapiro reaction, pKR+ value
Cite this paper: Mitsunori Oda , Nobue Nakajima , Yoshimitsu Kumai , Akira Ohta , Ryuta Miyatake , Shigeyasu Kuroda , Synthesis and Stability of 1,1-Diphenyl-1H-azulenium Cation, American Journal of Organic Chemistry, Vol. 6 No. 1, 2016, pp. 8-16. doi: 10.5923/j.ajoc.20160601.02.
![]() | Figure 1. Various 1,1-disubstituted 1H-azulenium cations and their pKR+ values |
![]() | Scheme 1. A synthetic plan from 10 to 9 at the beginning |
![]() | Scheme 2. An attempted synthetic approach from 10 toward 11 |
![]() | Scheme 3. Synthetic routes from 10 to 11 |
intermediate provided 11 in 22% yield, accompanied with a trace amount of 1-(3,3-diphenylpropionyl)cyclohepta-1,3,5- triene, which may be derived from hydrolysis of 18. With compound 11 in our hands, its transformation into 9 was carried out by a previously reported three-step sequence (Scheme 4). It is worthy to note that the Nazarov cyclization of 11 gave not only 12 but also its regioisomer 19 as a by-product, as seen in previous results of structurally related substrates. [5, 7] The Shapiro reaction [15] of tosylhydrazone of 12 provided hydrocarbon 14 and the title cation 9 was obtained as a perchlorate salt by hydride abstraction of 14 with trityl perchlorate. Cation 9 was isolated as slightly greenish yellow crystals and its structure was supported by spectroscopic and combustion analyses. Selected assigned NMR signals of 9 with those of 8 [16] are shown in Fig. 2. The proton signals around the azulenyl ring in 9 were observed similar as seen in 4 and 5. We reported that proton signals at the 2 and 8 positions in 8 were observed high-field shifted
by a shielding effect of the fluorene moiety, supporting the perpendicular relationship between the azulenium ion part and the fluorene ring. The proton shift values of 9 indicate that the arrangement of the phenyl groups at the 1 position in 9 is different from that in 8. [17] The optimized structure of 9 by DFT calculation at B3LYP/6-31G (d) level of theory [18] is shown in Fig. 3, which indeed shows two phenyl rings are connected to the azulenyl ring, not perpendicularly, with angles of 62.5° and 76.0°.![]() | Scheme 4. Synthesis of 9 from 11 |
![]() | Figure 2. Assigned 1H- and 13C-NMR signals of the azulenium ion part of 8 an 9 |
![]() | Figure 3. Optimized structure (Chem3D output) of 9 by DFT calculation at B3LYP/6-31G (d) level of theory |
of the azulenium ion part seen in the spectra of 1–7 and, therefore, is thought to be intramolecular CT absorption from the HOMO, whose
coefficients distribute almost at the phenyl group, to the LUMO, whose
coefficients distribute almost at the azulenium ion part. [19] However, its intensity
is smaller than that
of 8 in CH2Cl2, probably due to different arrangement between the phenyl and fluorenyl rings at the 1 position. The pKR+ value of 9 was determined to be 6.4 by the UV method in 50% aqueous acetonitrile. Thus, the stability of 9 is greater than that of the tropylium ion (3.9), and less by about 1.4 pKR+ units than that of 8, suggesting that electron-withdrawing nature of the phenyl groups in 9 works more effectively than that of the fluorenyl group to destabilize the cationic part. The relative thermodynamical stability of 8 and 9 is reflected in their ability for thermal rearrangement. While 8 did not show any rearrangement at 100°C, 9 undergoes rearrangement above 80°C in acetonitrile to yield 1,2-diphenylazulene (22) [20] quantitatively (Scheme 5).![]() | Figure 4. UV-Vis absorption spectra of cation 9 in acetonitrile (solid line), and dichloromethane (broken line) |
![]() | Scheme 5. Thermal rearrangement of 9 |
spectrometer. Chemical shift values of tetramethylsilane
for 1H-NMR spectra and CDCl3
for 13C-NMR spectra were used as internal standard. Mass spectra were measured on a JMS-700 mass spectrometer. Column chromatography was performed with Kiesel gel 60F from Merck Co. Benzaldehyde, cyclohepta-1,3,5-triene, acetyl chloride, and tosylhydrazine were purchased from Tokyo Chemical Ind. Chlorotrimethylsilane was purchased from Kanto Chem. and was distilled over CaH2. Ether and tetrahydrofuran (THF) were distilled before use over sodium benzophene ketyl radical under nitrogen atomosphere. Acetonitrile was purchased from Kanto Chem. and was distilled over P2O5. A phenyllithium solution in ether was purchased from Tokyo Chemical Ind. A methyllithium solution in ether and phenylselenyl bromide were purchased from Aldrich Co. Compound 10 was obtained by acetylation of cyclohepta-1,3,5-triene with acetyl chloride and zinc chloride in dichloromethane. [21] Trityl perchlorate was prepared according to a method of Dauben et al. and was used after purification by recrystallization from dichloromethane-hexane. [22]
= 1597 (s), 1575 (s), 1305 (s), 1200 (s), 1167 (s), 761 (s), 715 (s) cm–1; 1H NMR (CDCl3, 400 MHz)
(d, J = 7.0 Hz, 2H), 5.62 (dt, J = 9.6, 7.0 Hz, 1H), 6.29 (dd, J = 9.6, 5.6 Hz ,1H), 6.73 (dd, J = 11.2, 5.6 Hz, 1H), 6.86 (dd, J = 11.2, 5.6 Hz, 1H), 7.19 (d, J = 5.6 Hz, 1H), 7.35 (J = 15.6 Hz, 1H), 7.40 (m, 3H), 7.57 (m, 2H), 7.65 (d, J = 15.6 Hz, 1H) ppm; 13C NMR (CDCl3, 100 MHz)
121.8, 125.6, 127.1, 128.2, 128.8, 129.2, 130.2, 132.2, 132.7, 135.0, 135.9, 143.3, 189.3 ppm; UV (CH3OH)
227 (4.09), 321 (4.26) nm; MS m/z (rel. int) 222 (M+, 55 %), 221 (29), 207 (29), 131 (100), 103 (31), 77 (56). HRMS calcd for C16H14O 222.1045, found 222.1050.
= 3025 (s), 1493 (s), 1252 (s), 1071 (s), 1041 (s), 1028 (s), 895 (s), 845 (s), 757 (s), 741 (s), 699 (s) cm–1; 1H NMR of the major isomer (CDCl3, 400 MHz)
= 0.07 (s, 9H), 2.55 (d, J = 7.2 Hz, 2H), 5.15 (d, J = 9.9 Hz, 1H), 5.40 (dt, J = 9.2, 7.2 Hz, 1H), 5.69 (d, J = 9.9 Hz, 1H), 6.19 (dd, J = 9.2, 5.3 Hz, 1H), 6.44 (d, J = 5.9 Hz, 1H), 6.54 (dd, J = 11.0, 5.3 Hz, 1H), 6.60 (dd, J = 11.0, 5.9 Hz, 1H), 7.15–7.30 (m, 10H) ppm; MS m/z (rel. int) 372 (M+, 100), 371 (42), 357 (24), 295 (11), 282 (14), 281 (23), 205 (14), 191 (14), 179 (20), 178 (19), 167 (16), 165 (29), 152 (11), 115 (10). HRMS Calcd for C25H28OSi 372.1884, found 372.1882.To a solution of crude 18 (186 mg, 0.500 mmol) in 10 mL of THF at 0°C was added a 1.25 M methyllithium solution in ether (0.44 mL, 0.55 mmol), followed by 118 mg (0.500 mmol) of phenylselenyl bromide with 5 mL of THF. The reaction mixture was stirred at room temperature for 4 h, and then was poured into water and extracted with ether (40 mL x 3). The combined organic layer was washed with a saturated NaHCO3 aqueous solution and brine. After being dried over MgSO4, the solvent was removed under vacuum. The residue was dissolved in 5 mL of methanol. To this solution was added 107 mg (0.500 mmol) of NaIO4 and 0.5 mL of water. The mixture was refluxed on an oil bath for 3 h, and then was poured into water and extracted with chloroform (20 mL x 3). The combined organic layer was washed with a saturated NaHCO3 aqueous solution and brine. The solvent was removed under vacuum and the residue was purified by silica gel chromatography (AcOEt/hexane = 18/82) to give 33 mg (22% yield) of 11 as a pale yellow oil, accompanied with 4 mg (3% yield) of 1-(3,3-diphenylpropionyl)cyclohepta-1,3,5-triene as creamy white solids.11: IR (liq. film)
= 1644 (s), 1603 (s), 1265 (s), 1200 (s), 1167 (s), 774 (s), 715 (s), 698 (s) cm–1.1H NMR (CDCl3, 400 MHz) d = 2.56 (d, J = 7.1 Hz, 2H), 5.48 (dt, J = 9.3, 7.1 Hz, 1H), 6.18 (dd, J = 9.3, 5.6 Hz, 1H), 6.57 (dd, J = 11.2, 6.1 Hz, 1H), 6.75 (dd, J = 11.1, 5.5 Hz, 1H), 6.83 (s, 1H), 7.08 (d, J = 5.9 Hz, 1H), 7.12–7.15 (m, 2H), 7.27–7.37 (m, 8H) ppm; 13C NMR (CDCl3, 100 MHz)
124.90, 125.70, 127.01, 127.83, 128.11, 128.20, 128.37, 128.49, 129.02, 129.63 (2C), 132.96, 133.63, 135.55, 141.26, 152.49, 193.19 ppm; UV (CH3OH)
226sh (4.30), 255sh (4.05), 321 (3.99) nm; MS m/z (rel. int) 298 (M+, 100), 297 (21), 221 (11), 207 (51), 179 (42), 178 (90), 177 (12), 176 (12), 167 (14), 165 (12), 152 (14), 133 (11), 105 (20), 91 (20). HRMS Calcd for C22H18O 298.1338, found 298.1335.1-(3,3-Diphenylpropionyl)cyclohepta-1,3,5-triene: M.p. 70–72°C; IR (KBr)
1656 (s), 720 (s), 703 (s) cm-1; 1H NMR (CDCl3, 400 MHz)
(d, J = 7.1 Hz, 2H), 3.47 (d, J = 7.3 Hz, 2H), 4.70 (t, J = 7.3 Hz, 1H), 5.50 (dt, J = 9.0, 7.1 Hz, 1H), 6.23 (dd, J = 9.4, 5.7 Hz, 1H), 6.66 (dd, J = 11.2, 6.1 Hz, 1H), 6.83 (dd, J = 11.2, 5.6 Hz, 1H), 7.10 (d, J = 6.1 Hz, 1H), 7.16 (tt, J = 7.0, 1.8 Hz, 2H), 7.20–7.28 (m, 8H) ppm; 13C NMR (CDCl3, 100 MHz)
44.28, 46.47, 125.70, 126.31, 127.05, 127.83, 128.49, 129.08, 131.51, 132.02, 135.93, 144.17, 197.49 ppm; UV (CH3OH)
2.18sh (4.39), 271sh (3.70), 294 (3.73) nm; MS m/z (rel. int) 300 (M+, 21), 181 (18), 179 (12), 178 (15), 168 (17), 167 (100), 166 (21), 165 (52), 152 (25), 134 (21), 133 (83), 119 (10), 105 (17), 103 (21), 91 (36). HRMS Calcd for C22H20O 300.1514, found 300.1511. Elemantal analysis; calcd for C22H20O C 87.96, H 6.71%, found C 87.68, H 6.77%.
= 1597 (s), 1483 (s), 1472 (s), 1170 (s) cm–1; 1H NMR (CDCl3, 400 MHz)
2.46 (s, 6H), 2.70 (d, J = 7.2 Hz, 2H), 5.57 (dt, J = 9.4, 6.8 Hz, 1H), 6.26 (dd, J = 9.4, 5.6 Hz, 1H), 6.55 (s, 1H), 6.68 (dd, J = 11.2, 6.2 Hz, 1H), 6.81 (dd, J = 11.2, 5.6 Hz, 1H), 6.84 (d, J = 6.2 Hz, 1H) ppm; 13C NMR (CDCl3, 100 MHz)
17.27, 26.23, 110.07, 124.95, 126.91, 129.18, 129.24, 133.39, 134.87, 164.09, 185.27 ppm; UV (CH3OH)
360 (4.27) nm; MS m/z (rel. int) 238 (M+, 25), 208 (10), 191 (28), 175 (29), 161 (50), 144 (73), 133 (38), 118 (41), 91 (100), 77 (15), 75 (38), 65 (42). HRMS Calcd for C12H14OS2 238.0486, found 238.0490. Elemental analysis; calcd for C12H14OS2 C 60.46, H 5.92%, found C 60.78, H 5.95%.
= 1688 (s), 1655 (m), 703 (s) cm–1; 1H NMR (CDCl3, 400 MHz)
(d, J = 6.5 Hz, 2H), 3.25 (s, 2H), 5.73 (dt, J = 9.9, 6.5 Hz, 1H), 6.20 (dd, J = 9.9, 6.0 Hz, 1H), 6.44 (d, J = 11.5 Hz, 1H), 6.72 (dd, J = 11.5, 6.0 Hz, 1H), 7.11–7.32 ppm; UV (CH3OH)
212sh (4.47), 273sh (3.64), 297 (3.72) nm; MS m/z (rel. int) 298 (M+, 73), 256 (42), 255 (23), 239 (16), 221 (28), 220 (29), 219 (15), 207 (15), 193 (16), 192 (29), 191 (50), 189 (33), 179 (45), 178 (100), 176 (20), 165 (58), 152 (25), 118 (17), 115 (35). HRMS calcd for C22H18O 298.1358, found 298.1348. Elemental analysis calcd for C22H18O C, 88.56, H 6.08 %; found C, 88.76, H, 6.19%.19: M.p. 42–44°C; IR (KBr)
= 1709 (s), 1617 (s), 699 (s) cm–1; 1H NMR (CDCl3,400 MHz)
(dm, J = 6.3 Hz, 1H), 2.99 (d, J = 16.4 Hz, 1H), 3.38 (d, J = 16.4 Hz, 1H), 5.12 (dd, J = 9.5, 6.3 Hz, 1H), 6.22 (m, 1H), 6.97 (m, 2H), 7.06 (m, 2H), 7.11–7.14 (m, 2H), 7.20 (tm, J = 7.3 Hz, 2H), 7.24–7.31 (m, 3H), 7.40 (tm, J = 7.6 Hz, 2H) ppm; 13C NMR (CDCl3, 100 MHz)
50.76, 52.26, 123.31, 125.03, 125.45, 126.57, 126.78, 128.27, 128.62, 128.73 (2C), 129.83, 129.96, 135.95, 144.44, 147.89, 201.15 ppm; UV (CH3OH)
219sh (4.40), 233sh (4.13), 293 (3.78), 317sh (3.70), 361sh (2.99) nm; MS m/z (rel. int) 298 (M+, 12), 256 (12), 192 (11), 191 (13), 179 (18), 178 (28), 167 (16), 165 (21), 118 (100), 115 (12), 105 (57), 91 (14), 90 (81), 89 (14). Elemental analysis calcd for C22H18O C, 88.56, H 6.08%; found C, 88.78, H, 6.34%.
= 1421 (m), 1334 (m), 1185 (m), 1170 (s), 701 (s), 667 (s) cm–1; 1H NMR (CDCl3, 400 MHz)
(s, 3H), 2.87 (d, J = 6.4 Hz, 2H), 3.21 (s, 2H), 5.61 (dt, J = 10.0, 6.4 Hz, 1H), 6.12 (dd, J = 10.0, 6.0 Hz, 1H), 6.21 (d, J = 11.5 Hz, 1H), 6.50 (dd, J = 11.5, 5.9 Hz, 1H), 7.02–7.05 (m, 4H), 7.18–7.28 (m, 6H), 7.32 (d, J = 8.0 Hz, 2H), 7.88 (d, J = 8.0 Hz, 2H) ppm; 13C NMR (CDCl3, 100 MHz)
= 21.66, 23.03, 47.11, 59.23, 126.43, 126.65, 126.84, 127.87, 127.91, 128.03, 128.19, 128.22, 128.33, 128.45, 128.51, 129.57, 135.24, 144.20, 145.84 ppm; MS m/z (rel. int) 466 (M+, 7), 312 (25), 311 (100), 256 (6), 203 (6), 191 (8), 91 (12). HRMS calcd for C29H26N2O2S 466.1715; found, 466.1719.To a suspension of 466 mg (1.00 mmol) of the tosylhydrazone in 5 mL of THF was added a 1M methyllithium solution in ether (10 mL, 10 mmol) at 0°C under nitrogen atmosphere. The resulted orange solution was stirred at room temperature for 5 h and then was quenched by adding water. The mixture was extracted with ether (20 mL x 3) and the combined organic layer was washed with brine and dried over Na2SO4. The solvent was removed under vacuum and the residue was purified by silica gel column chromatography (AcOEt/hexane = 2/98) to give 195 mg (69%) of 14 as a pale yellow oil.14: IR (liq. film)
= 3059m, 3021m, 1597m, 1489m, 786s, 761s, 731s, 699s cm–1; 1H NMR (CDCl3, 400 MHz)
(d, J = 6.5 Hz, 2H), 5.43 (dt, J = 9.6, 6.5 Hz, 1H), 6.15 (dd, J = 9.8, 5.6 Hz, 1H), 6.26 (d, J = 5.3 Hz, 1H), 6.41 (dd, J = 11.2, 5.6 Hz, 1H), 6.48 (d, J = 11.2 Hz, 1H), 6.79 (d, J = 5.3 Hz, 1H), 7.09–7.12 (m, 4H), 7.17–7.25 (m, 6H) ppm; 13C NMR (CDCl3, 100 MHz)
68.8, 121.1, 126.6, 127.6, 127.7, 128.0, 128.19, 128.23, 132.5, 136.1, 142.0, 147.0, 148.2 ppm; UV (CH3OH)
4.38), 243 (3.69), 328 (3.50) nm; MS m/z (rel. int) 282 (M+, 100), 281 (34), 268 (65), 267 (86), 266 (20), 265 (42), 252 (29), 205 (25), 204 (29), 203 (38), 202 (39), 191 (65), 189 (29). HRMS calcd for C22H18 282.1409, found, 282.1411.
= 1508 (m), 1491 (m), 1450 (s), 1092 (br, s), 804 (m), 756 (m), 700 (m), 623 (s) cm–1; 1H NMR (CD3CN, 400 MHz)
(dm, J = 7.1 Hz, 4H), 7.37 (tm, J = 7.1 Hz, 4H), 7.42 (tm, J = 7.1 Hz, 2H), 7.51 (d, J = 5.4 Hz, 1H), 8.01 (d, J = 5.4 Hz, 1H), 8.75 (m, 2H), 8.95 (tm, J = 9.6 Hz, 1H), 8.98 (dm, J = 9.6 Hz, 1H), 9.06 (d, J = 9.6 Hz, 1H) ppm; 13C NMR (CD3CN)
70.21, 128.94, 130.27, 130.47, 135.18, 137.55, 147.56, 149.31, 150.39, 150.75, 154.19, 164.15, 167.35, 172.54 ppm; UV-vis (CH3CN)
255 (4.30), 306 (3.88), 378 (3.76) nm; UV-vis (CH2Cl2)
233sh
261 (4.67), 316 (3.98), 389 (3.76), 541sh (1.95) nm; MS m/z (rel. int) 281 (C22H17+, 34), 280 (100), 279 (18), 278 (19), 277 (14), 276 (14), 252 (12), 202 (13). HRMS calcd for C22H17+ 281.1325; found, 281.1327. Elemental analysis calcd for C22H17ClO4 C, 69.39, H 4.50%; found C, 69.33, H, 4.82%.
(t, J = 9.8 Hz, 1H), 7.16 (t, J = 9.8 Hz, 1H), 7.23–7.45 (m, 10H), 7.53 (t, J = 9.8 Hz, 1H), 7.58 (s, 1H), 8.25 (d, J = 9.8 Hz, 1H), 8.34 (d, J = 9.8 Hz, 1H) ppm; 13C NMR (CDCl3, 100 MHz)
123.3, 123.6, 123.8, 126.5, 127.3, 128.2, 128.3, 128.4, 129.9, 131.4, 131.7, 135.5, 136.5, 136.7, 137.3, 139.5, 140.2 ppm; MS m/z (rel. int) 280 (M+, 100), 279 (22), 268 (44), 267 (54), 266 (26), 252 (20), 205(46), 203 (60), 202 (68), 192 (17), 189 (36), 165 (27), 126 (30), 91 (25), 77 (34), 51 (39). HRMS calcd for C22H16 280.1252; found, 280.1258.